J. Lachlan Mackenzie,
Vrije Universiteit, Amsterdam, The
Netherlands and ILTEC, Lisbon, Portugal
The English verb fail,
when followed by to
+ infinitive, has two senses. One presupposes active attempt
on the part of the subject, as in (1); here fail
is a negative implicative verb in the sense of Karttunen
(1971). The other, as in (2a), lacks this presupposition of
active attempt and comes close in meaning to simple negation,
cf. (2b):
(1) The mountaineers (tried and) failed to reach the
summit.
(2)
a.
It fails to surprise me that he won an Oscar.
b.
It does not surprise me that he won an Oscar.
The paper will consider the best analysis of the second
sense of fail to, using
the framework of Functional Discourse Grammar, and will be
based on an examination of all 12,670 occurrences of fail
to (and its conjugated forms) and failure
to (the corresponding nominalization) in the 100m-word
British National Corpus.
The paper will first examine the evidence that fail
to in the second sense is a subject-raising verb similar
to seem. This
analysis will be put aside, however, in favour of an analysis
of the relevant use of fail to as a periphrastic negative not involving a lexical verb.
Close analysis of the corpus will reveal that fail to, in both its uses, is subject to a number of collocational
restrictions pertaining to such semantic concepts as
dynamicity and telicity and to the rather more impressionistic
(but cognitively real) notion of semantic prosody. This will
lead into a case study of the 177 instances in the corpus fail
to be, which reveals several additional facts that are in
need of clarification.
The FDG-theoretical section of the paper will pursue
the notion that the first sense of fail
reflects a lexical verb with a Configurational Property
as its complement. The second, periphrastic sense involves a Verb Word fail at the Morphosyntactic Level that corresponds to a Negative
operator at the Representational Level. Drawing on facts about subordination and secondary predication, the claim
will be defended that it is again a Configurational Property
to which this Negative operator applies.
The paper moves on to consider the use of fail
to in litotes (approx. 470 occurrences in the corpus) as
entailing two loci for the Negative operator. The
nominalization failure,
in its periphrastic use, is then argued to arise from the
application of the Negative operator to a Lexical Property. The paper ends with some reflections on the possible
motivations for the grammaticalization of the lexical verb fail as a periphrastic negative, with reference to Givón’s
(2005: 167-168) view of negation as not purely semantic but
also as having pragmatic aspects. This will bring the
Interpersonal Level into play and the relation between the
Grammatical Component and the Conceptual and Contextual
Components of the overall model of the natural language user.
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